Russell L. Forkey, P.A.Attorney at law
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Fort Lauderdale Securities Law Blog

Rafael Antonio Calleja, Jr. - South Florida Sale of Unregistered Securities Attorney

South Florida Sale of Unregistered Securities Litigation Attorney.

Securities and Exchange Commission v. Rafael Antonio Calleja, Jr., Civil Action No. 16-CV-24872-KMW (S.D. Fla. filed November 22, 2016)

Trading Program Fraud - South Florida Trading Program Fraud and Misrepresentation Litigation Attorney

Trading Program Fraud - South Florida Trading Program Fraud and Misrepresentation Litigation Attorney

Securities and Exchange Commission v. David B. Kaplan, Esq., et al., Civil Action No. 3:16-cv-00270 (D. Nevada-Reno filed May 19, 2016)

Pre-IPO Stock Fraud - Boca Raton, Florida Penny Stock Fraud Litigation and Arbitration Attorney

Pre-IPO Stock Fraud - Boca Raton, Florida Penny Stock Fraud Litigation and Arbitration Attorney

Securities and Exchange Commission v. JSG Capital Investments, LLC, et al., Civil Action No. 3:16-cv-02814 (N.D. Ca.)

Professional Athletes Beware Of Placing Too Much Trust In Your Financial Advisors - South Florida Financial Advisor Litigation and Arbitration Attorney

Professional Athletes Beware Of Placing Too Much Trust In Your Financial Advisors - South Florida Financial Advisor Litigation and Arbitration Attorney

SEC: Financial Adviser Defrauded Pro Athletes and Lied to SEC Examiners

Common Stock Buyers Beware - Boca Raton, Florida Securities Litigation and Arbitration Attorney

Common Stock Buyers Beware - Boca Raton, Florida Securities Litigation and Arbitration Attorney

SEC Charges Shell Factory Operators With Fraud

Ross McLellan - South Florida Unauthorized and Fraudulent Mark-Up FINRA Arbitration and Litigation Attorney

Ross McLellan - South Florida Unauthorized and Fraudulent Mark-Up FINRA Arbitration and Litigation Attorney

Securities and Exchange Commission v. Ross McLellan, Civil Action No. 16-cv-10874 (D. Mass. filed May 13, 2016)

Boca Raton Florida Penny Stock Fraud and Misrepresentation Litigation and Arbitration Attorney

Boca Raton Florida Penny Stock Fraud and Misrepresentation Litigation and Arbitration Attorney

Securities and Exchange Commission v. Fortitude Group, Inc., et al., Civil Action No. 1:16-cv-00050-SPB (W.D. Pa. filed Feb. 29, 2016)

Joseph Andrew Paul, John Ellis, James Quay and Donald Ellison - Boca Raton, Florida Senior and Retirement Investment Fraud Attorney

Joseph Andrew Paul, John Ellis, James Quay and Donald Ellison - Boca Raton, Florida Elder, Senior and Retirement Investment Fraud Litigation and Arbitration Attorney

The Securities and Exchange Commission recently announced that it has charged four individuals in a fraud whose victims included seniors who were solicited at "free dinner" investment seminars in Florida.

Global Arena Capital Corp - South Florida Municipial and Corporate Bond Mark-Up and Mark-Down Abuse FINRA Arbitration Attorney

Arena Capital Corp - South Florida Municipial and Corporate Bond Mark-Up and Mark-Down Abuse FINRA Arbitration Attorney

The Financial Industry Regulatory Authority, Inc. (FINRA) is a self-regulatory authority assigned the responsibility, by the Securities and Exchange Commission, to license, regulate and discipline securities broker/dealers and their employees, including account executives. In the event that FINRA elects to institute an enforcement action, firms and licensed individuals have the responsibility to reflect such action on their U-4 and/or U-5 filings, which can be viewed on the FINRA website under the broker-check section of the site or by viewing the monthly disciplinary information also provided on the FINRA site.

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Russell L. Forkey, P.A.
1075 Broken Sound Parkway NW, Suite 103
Boca Raton, FL 33487

Toll Free: 888-671-0962
Phone: 954-514-9605
Fax: 561-406-4633
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