Russell L. Forkey, P.A.Attorney at law
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SEC Enforcement Actions Archives

Avalon FA Ltd. - South Florida Stock Fraud and Misrepresentation Litigation Attorney

Avalon FA Ltd. - South Florida Stock Fraud and Misrepresentation Litigation Attorney

The Securities and Exchange Commission recently announced fraud charges against a Ukraine-based trading firm accused of manipulating the U.S. markets hundreds of thousands of times and the New York-based brokerage firm and CEO who allegedly helped make it possible.

Professional Athletes Beware Of Placing Too Much Trust In Your Financial Advisors - South Florida Financial Advisor Litigation and Arbitration Attorney

Professional Athletes Beware Of Placing Too Much Trust In Your Financial Advisors - South Florida Financial Advisor Litigation and Arbitration Attorney

SEC: Financial Adviser Defrauded Pro Athletes and Lied to SEC Examiners

Common Stock Buyers Beware - Boca Raton, Florida Securities Litigation and Arbitration Attorney

Common Stock Buyers Beware - Boca Raton, Florida Securities Litigation and Arbitration Attorney

SEC Charges Shell Factory Operators With Fraud

Ross McLellan - South Florida Unauthorized and Fraudulent Mark-Up FINRA Arbitration and Litigation Attorney

Ross McLellan - South Florida Unauthorized and Fraudulent Mark-Up FINRA Arbitration and Litigation Attorney

Securities and Exchange Commission v. Ross McLellan, Civil Action No. 16-cv-10874 (D. Mass. filed May 13, 2016)

Gregory Jones - South Florida Fraudulent Offering Documents Litigation and Arbitration Attorney

Gregory Jones - South Florida Fraudulent Offering Documents Litigation and Arbitration Attorney

Securities and Exchange Commission v. Gregory G. Jones., Civil Action No. 4:15-CV-438-A (NDTX)

Jose G. Ramirez Jr. - Boca Raton, Florida Closed-End Mutual Fund Breach of Fiduciary Duty and Unsuitability FINRA Arbitration and Litigation Attorney

Jose G. Ramirez Jr. - Boca Raton, Florida Closed-End Mutual Fund Breach of Fiduciary Duty and Unsuitability FINRA Arbitration and Litigation Attorney

Securities and Exchange Commission v. Jose G. Ramirez Jr., Civil Action No. 15-cv-02365 (USDC District of Puerto Rico, filed September 29, 2015)

William J. Wells and Promitor Capital Management LLC. - Boca Raton, Florida Investment Advisor Fraud and Mismanagement Litigation and Arbitration Attorney

William J. Wells and Promitor Capital Management LLC. - Boca Raton, Florida Investment Advisor Fraud and Mismanagement Litigation and Arbitration Attorney

SEC Charges New Jersey Fund Manager With Securities Fraud

Steve Chen and USFIA Inc. - Fort Lauderdale, Florida Securities and Investment Fraud Litigation and Arbitration Attorney

Steve Chen and USFIA Inc. - South Florida, including Fort Lauderdale, Pompano Beach, Deerfield Beach and Boynton Beach, Securities and Investment Fraud Litigation and Arbitration Attorney

Boca Raton, Florida Boiler Room Fraud and Misrepresentation Litigation Attorney

South Florida, including Boca Raton, Fort Lauderdale and West Palm Beach Boiler Room Fraud and Misrepresentation Litigation Attorney

Securities and Exchange Commission v. Commodore Financial Corp., et al., Civil Action No. 15-CV-01567 (C.D. Cal., filed September 30, 2015)

Briargate Trading LLP and Eric Oscher - Boca Raton, Florida Securities and Investment Fraud Litigation and Arbitration Attorney

Briargate Trading LLP and Eric Oscher - Boca Raton, Florida Securities and Investment Fraud Litigation and Arbitration Attorney

SEC Charges Firm and Owner With Manipulative Trading

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Russell L. Forkey, P.A.
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