Bank Claims - Breach of Fiduciary Duty and Breach of Contract Federal and State South Florida Commercial Litigation Attorney
Bank Claims - Breach of Fiduciary Duty:
Bank Claims - Breach of Fiduciary Duty:
The Financial Industry Regulatory Authority, Inc. (FINRA) is a self-regulatory authority assigned the responsibility, by the Securities and Exchange Commission, to license, regulate and discipline securities broker/dealers and their employees, including account executives. In the event that FINRA elects to institute an enforcement action, firms and licensed individuals have the responsibility to reflect such action on their U-4 and/or U-5 filings, which can be viewed on the FINRA website under the broker-check section of the site or by viewing the monthly disciplinary information also provided on the FINRA site.
The Financial Industry Regulatory Authority, Inc. (FINRA) is a self-regulatory authority assigned the responsibility, by the Securities and Exchange Commission, to license, regulate and discipline securities broker/dealers and their employees, including account executives. In the event that FINRA elects to institute an enforcement action, firms and licensed individuals have the responsibility to reflect such action on their U-4 and/or U-5 filings, which can be viewed on the FINRA website under the broker-check section of the site or by viewing the monthly disciplinary information also provided on the FINRA site.
Margin:
What is meant by T+3?
Regulation SHO
I. Short Sales
Securities and Exchange Commission v. Bobby M. Collins, Civil Action No. 3:15-cv-3620-D (N.D. Tex. November 10, 2015)
The Securities and Exchange Commission (SEC) recently announced fraud charges against several alleged perpetrators behind a $78 million pump-and-dump scheme involving the stock of Jammin' Java, a company that operates as Marley Coffee and uses trademarks of late reggae artist Bob Marley to sell coffee products.
Securities and Exchange Commission v. EB5 Asset Manager, LLC, et al., Civil Action No. 0:15-CV-62323 (S.D. Fla., filed November 3, 2015)
The Securities and Exchange Commission (SEC) recently announced fraud charges and an emergency asset freeze obtained against an Atlanta-based businessman accused of misusing investor funds raised to purchase and renovate senior living facilities.
On April 29, 2009, a Final Judgment for $49,285.42 that was to bear interest at the legal rate of law per year was entered against Larry Morris and Win - Win Seminars, Inc., in the Cirucit Court of the 15th Judicial Circuit and and for Palm Beach County, Florida., Case No. 07-5054. The final judgment remains unsatisfied.
On November 4, 2010, a Final Summary Judgment for $26,052 that was to bear interest at the rate of 6% per year was entered against Percival Phillips in the Cirucit Court of the 17th Judicial Circuit and and for Broward County, Florida., Case No. 06-07541. The judgment remains unsatisfied.
On October 30, 2015, the Circuit Court of the 15th Judicial Circuit in and for Palm Beach County, Florida granted the Plaintiff's Motion For Summary Judgment, for Fraud in the Inducement, against Greenwich Financial, Inc., Richard Onorato, Christina Onorato, AllanNiskar and Tim Cavender, and entered an Amended Final Judgment against these parties, jointly and severally, in the total amount of $159,556.24, which sum will continue to bear interest at the Florida statutory rate.
On September 25, 2015, the United States Bankruptcy Court for the Southern District of Florida, West Palm Beach Division, in Adv. Pro. No. 10-03712-PGH-A entered a final judgment in favor of Indigo Lakes, LLC and against Mitchell (Mitch) Pasin in the amount of $270,025.00 that is to bear interest at the legal rate authorized by Florida law.
Russell L. Forkey, P.A.
1075 Broken Sound Parkway NW, Suite 103
Boca Raton,
FL
33487
Toll Free:
888-671-0962
Phone:
954-514-9605
Fax:
561-406-4633
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