Unsolicited or Cold Calls for Investments in Oil and Gas Ventures - Unregistered Sales Agents - Boca Raton, Florida Litigation and Arbitration Attorney
SEC Charges Unregistered Sales Agent for Improperly Soliciting Investments in Oil and Gas Ventures
Securities and Exchange Commission v. Chad Anthony Lewis, No. 18-cv-61869 (S.D. Fla. filed August 13, 2018)
On August 13, 2018, the Securities and Exchange Commission filed a civil injunctive action against Chad Anthony Lewis, a Kentucky resident for unlawfully acting as an unregistered broker and selling unregistered investments in two oil and gas companies based in Texas.