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Posts tagged "Unit Investment Trusts"

Kelly Marvin Barnett - Unauthorized Discretion, Unit Investment Trusts - Boca Raton, Florida FINRA Abribration Attorney

Unauthorized Discretion, Unsuitable Investment - Unit Investment Trust - South Florida, including Deerfield Beach, Boca Raton and Lake Worth FINRA Arbitration Attorney.

Kelly Marvin Barnett (CRD #4127608, Sarasota, Florida):

Capitol Securities Management, Inc. - Suitability of Short Term Trading of Unit Investment Trusts

Capitol Securities Management, Inc. - Suitability of Short Term Trading of Unit Investment Trusts

 

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