Russell L. Forkey, P.A.Attorney at law
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Posts tagged "Unlicensed Broker"

Cold Calls for Oil and Gas Ventures - Unregistered Sales Agents - Boca Raton, Florida Litigation and Arbitration Attorney

Unsolicited or Cold Calls for Investments in Oil and Gas Ventures - Unregistered Sales Agents - Boca Raton, Florida Litigation and Arbitration Attorney

SEC Charges Unregistered Sales Agent for Improperly Soliciting Investments in Oil and Gas Ventures

Securities and Exchange Commission v. Chad Anthony Lewis, No. 18-cv-61869 (S.D. Fla. filed August 13, 2018)

On August 13, 2018, the Securities and Exchange Commission filed a civil injunctive action against Chad Anthony Lewis, a Kentucky resident for unlawfully acting as an unregistered broker and selling unregistered investments in two oil and gas companies based in Texas.

Unlawful Sale of Unregistered Interest in Oil and Gas Investments - South Florida Federal and State Court Litigation Attorney

Unlawful Sale of Unregistered Interest in Oil and Gas Investments - South Florida Federal and State Court Litigation Attorney

Securities and Exchange Commission v. Chad Anthony Lewis, No. 18-cv-61869 (S.D. Fla. filed August 13, 2018)

Alexander Charles White and Paul Douglas Vandivier - Unregistered Brokers Selling Unregistered Oil and Gas Investments - South Florida Fraud and Misrepresentation Attorney

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