Russell L. Forkey, P.A.Attorney at law
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Posts tagged "Unauthorized Discretion"

Kelly Marvin Barnett - Unauthorized Discretion, Unit Investment Trusts - Boca Raton, Florida FINRA Abribration Attorney

Unauthorized Discretion, Unsuitable Investment - Unit Investment Trust - South Florida, including Deerfield Beach, Boca Raton and Lake Worth FINRA Arbitration Attorney.

Kelly Marvin Barnett (CRD #4127608, Sarasota, Florida):

Sales Practice Violations - Discretionary Trading Without Authorization, Unauthorized Trading, Unsuitable and Excessive Trading and Churning - South Florida FINRA Arbitration and Litigation Attorney

Securities and Exchange Commission Sustains FINRA Disciplinary Action against Registered Representative and Supervisor

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