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Posts tagged "Unregistered Sale of Securities"

Cold Calls for Oil and Gas Ventures - Unregistered Sales Agents - Boca Raton, Florida Litigation and Arbitration Attorney

SEC Charges Unregistered Sales Agent for Improperly Soliciting Investments in Oil and Gas Ventures

Securities and Exchange Commission v. Chad Anthony Lewis, No. 18-cv-61869 (S.D. Fla. filed August 13, 2018)

On August 13, 2018, the Securities and Exchange Commission filed a civil injunctive action against Chad Anthony Lewis, a Kentucky resident for unlawfully acting as an unregistered broker and selling unregistered investments in two oil and gas companies based in Texas.

1 Global Capital, LLC and Carl Ruderman - Fraud in the Sale of Unregistered Securities - South Florida Securities and Commercial Litigation Attorney

SEC Charges Florida Cash Advance Company, Former CEO with Defrauding Thousands of Retail Investors

Harold Connell - Private Placement Memorandums - Undisclosed Self-Dealing - Unregistered Regulation D Offerings - Boca Raton, Florida FINRA Arbitration Attorney

Harold Connell - Private Placement Memorandums - Undisclosed Self-Offerings - Unregistered Regulation D Offerings - Fraud, Deceit and Misrepresentation - Boca Raton, Florida Finra Arbitration Attorney

Harold Lee Connell (CRD #1482623, Pinecrest, Florida)

Boca Raton, Florida Based Securities Fraud - Sanomedics, Inc. - Florida Federal and State Court Litigation Attorney

Boca Raton, Florida Based Securities Fraud - Sanomedics, Inc. - Florida Federal and State Court Litigation Attorney

Securities and Exchange Commission v. Keith Houlihan, No. 9:18-cv-80585 (S.D. Fla. filed May 4, 2018)

Unlawful Sale of Unregistered Interest in Oil and Gas Investments - South Florida Federal and State Court Litigation Attorney

Unlawful Sale of Unregistered Interest in Oil and Gas Investments - South Florida Federal and State Court Litigation Attorney

Securities and Exchange Commission v. Chad Anthony Lewis, No. 18-cv-61869 (S.D. Fla. filed August 13, 2018)

Alexander Charles White and Paul Douglas Vandivier - Unregistered Brokers Selling Unregistered Oil and Gas Investments - South Florida Fraud and Misrepresentation Attorney

Arcturus Corporation, et. al. - Boca Raton Fraudulent Oil and Gas Investment Litigation and Arbitration Attorney

Arcturus Corporation, et. al. - Boca Raton, Florida Fraudulent Oil and Gas Investment Litigation and Arbitration Attorney

Securities and Exchange Commission v. Arcturus Corporation, et al., Civil Action No. 3:13-cv-04861-K (N.D. Tex.)

Rex Venture Group, LLC d/b/a ZeekRewards.com - Boca Raton, Florida Unregistered Offer and Sale of Securities Litigation Attorney

Rex Venture Group, LLC d/b/a ZeekRewards.com - Boca Raton, Fort Lauderdale, Delray Beach, West Palm Beach and Lake Worth, Florida Unregistered Offer and Sale of Securities Litigation Attorney

Securities and Exchange Commission v. Trudy R. Gilmond, U.S. District Court for Western District of North Carolina (Civil Action No. 3:15-CV-00591)

iShopNoMarkup.com, Inc. - South Florida Fraudulent Unregistered Offering of Securities FINRA Arbitration and Litigation Attorney

iShopNoMarkup.com, Inc. - South Florida Fraudulent Unregistered Offering of Securities - FINRA Arbitration and Litigation Attorney

Manny Shulman and David K. Hirschman - Boca Raton, Florida Unregistered Securities Fraud and Misrepresentation Attorney

Manny Shulman and David K. Hirschman - Boca Raton, Florida Unregistered Securities Fraud and Misrepresentation Litigation and Arbitration Attorney

Securities and Exchange Commission v. Manny J. Shulman and David K. Hirschman, Civil Action No. 0:15-cv-61861-WJZ (U.S. District Court for the Southern District of Florida, Sept. 3, 2015)

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