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Posts tagged "Unregistered Sale of Securities"

Robert A. Helms and Janniece S. Kaelin - Florida Oil and Gas Ponzi Scheme Litigation and Arbitration Attorney

Florida Oil and Gas Fruad, Misrepresentation and Ponzi Scheme Litigation and Arbitration Attorney:

Fictitious Offering and Unregisterd Securities - South Florida Fraud and Misrepresentation Federal and State Court Litigation Attorney

Security and Exchange Commission Obtains Summary Judgment against Defendants Charged With Defrauding Investors in Fictitious Offering

The Securities and Exchange Commission (SEC) recently announced that the United States District Court for the District of Columbia granted the SEC's motion for summary judgment against all primary defendants and certain relief defendants in a civil action arising from a prime bank investment scheme that defrauded at least 13 investors out of more than $2 million from August 2010 to November 2011. Pursuant to the court's ruling and judgment issued on August 26, 2013, the court permanently enjoined Washington D.C. attorney Brynee K. Baylor, her law firm Baylor & Jackson, P.L.L.C., and their former "client" The Milan Group, Inc. from violations of the antifraud and other securities law provisions, and from engaging in similar investment schemes. The court also required these defendants to pay disgorgement and penalties, required the Estate of Frank L. Pavlico to pay disgorgement, and barred Baylor from acting as an officer or director of any public company. The court required relief defendants Patrick T. Lewis and The Julian Estate to disgorge illegally obtained investor funds. The court granted in part or denied summary judgment against two other relief defendants, but declined in September 2013 to reconsider that ruling.

Unregistered Investment Advisor - Florida Unregistered Investment Advisor Fraud and Misrepresentation FINRA Arbitration and Litigation Attorney

Securities and Exchange Commission v. Brian K. Velten, Civil Action No. 1:13-cv-23477 (S.D. Fla.)

Nicolette Loisel - Florida Corporate Hijacking Litigation and FINRA Arbitration Attorney

Securities and Exchange Commission v. Irwin Boock, et al., Civil Action No. Civil Action No. 09 CV 8261 (S.D.N.Y) (DLC)

Peter Kirschner and Stuart Rubens - Florida Elder (Senior) Investment Abuse and Securities Fraud and Misrepresentation FINRA Arbitration and Litigation Attorney

SEC Charges Operators of Boiler Room Scheme Targeting Seniors to Invest in Football-Related Scam

Affinity Fraud - Haitian-American Investors - South Florida Affinity Investment Fraud FINRA Arbitration and Litigation Attorney

Securities and Exchange Commission Defendant Indicted in $30 Million Ponzi Scheme and Affinity Fraud Targeting Haitian-American Investors

Gregory N. McKnight - Florida Investment and Securities Ponzi Scheme FINRA Arbitration and Litigation Attorney

Securities and Exchange Commission v. Gregory N. McKnight, et al., Civil Action No. 08-cv-11887 (E.D. Mich.)

Steven J. Brewer - South Florida Promissory Note Fraud and Misrepresentation Litigation and FINRA Arbitration Attorney

In the Matter of Steven J. Brewer:

Inter Reef, Ltd. d/b/a Profitable Sunrise - Florida Internet Securities Fraud and Mismanagement FINRA Arbitration and Litigation Attorney

Securities and Exchange Commission v. Inter Reef, Ltd. dba Profitable Sunrise, Melland Company S.R.O., Color Shock S.R.O., Solutions Company S.R.O. and Fortuna-K S.R.O., Civil Action No. 1:13-CV-1104 (U.S. District Court for the Northern District of Georgia)

Edmund E. Wilson and Walter L. Ross - South Florida Sale of Unregistered Common and Preferred Stock FINRA Arbitration and Litigation Attorney

Securities and Exchange Commission v. Edmund E. Wilson and Walter L. Ross, Civil Action No. 2:13-cv-00188-PWM

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