Russell L. Forkey, P.A.Attorney at law
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The SEC Rule Watch - SEC Rules of Importance to Investors Archives

Valuations of Unlisted Real Estate Investment Trusts and Direct Participation Programs - Boca Raton, Florida REIT and DPP FINRA Arbitration and Litigation Attorney

SEC Order Approving FINRA Rule Change Relative to How Member Firms are Required to Calculate the Value of Unlisted Real Estate Investment Trusts and Direct-Participation Programs:

The Sec has approved FINRA's plan to overhaul how member firms calculate the value of unlised real estate investment trusts ("REITs") and direct-participation programs ("DPPs").  Under the new rules - specifically FINRA Rule 2310 - the firms will be required to include on customer account statements a per-share estimated value for any unlisted REIT and DPP securities that they have reason to believe is reliable.  

Registration Rules for Municipal Advisors - Florida Municipal Bond Litigation Attorney

SEC Approves Registration Rules for Municipal Advisors

Rule 506 of Regulation D Recent Amendments Regarding General Solicitation and General Advertising - South Florida Private Placement Fraud and Misrepresentation Litigation and FINRA Arbitration Attorney

Rule 506 of Regulation D Recent Amendments Regarding General Solicitation and General Advertising - South Florida Private Placement Fraud and Misrepresentation Litigation and FINRA Arbitration Attorney:

Notice of Adoption of Final Rule for Broker - Dealers Engaging in a Retail Forex Business - South Florida Retail Forex FINRA and NFA Arbitration Attorney

Adoption of Final Rule for Broker-Dealers Engaging in a Retail Forex Business

Proposed Rules Relating to the Implementation of JOBS Act and Private Placement General Solicitation and Advertising Issues

SEC Proposes Rules to Implement JOBS Act Provision About General Solicitation and Advertising in Securities Offerings

Identity Theft

SEC Proposes Rules to Help Prevent and Detect Identity Theft

The Securities and Exchange Commission recently announced a rule proposal to help protect investors from identity theft by ensuring that broker-dealers, mutual funds, and other SEC-regulated entities create programs to detect and respond appropriately to red flags.

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Russell L. Forkey, P.A.
1075 Broken Sound Parkway NW, Suite 103
Boca Raton, FL 33487

Toll Free: 888-671-0962
Phone: 954-514-9605
Fax: 561-406-4633
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